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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
NE RA APPROVED 2025-06-26
  • TX RA
    APPROVED
    Since 2025-06-27
  • NE RA
    APPROVED
    Since 2025-06-26

Branch Locations

107 S 52Nd St, Omaha, NE 68132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Green Climate Fund Incheon 03/2014 09/2021
Commonwealth Financial Network Omaha NE 10/2021 06/2025
Raymond James Financial Services, Inc Omaha NE 06/2025 Present
Raymond James Financial Services Advisors, Inc. Omaha NE 06/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Barstow and Company Address: 13012 Charles St, Omaha, NE, 68154, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/26/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Designations
Other Names
  • Brett Barstow

View on SEC IAPD

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