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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-30 |
Branch Locations
1 North Jefferson Avenue, St. Louis, MO 63103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St Louis | MO | 10/2021 | 09/2023 |
| Men's Wearhouse | St Louis | MO | 08/2021 | 11/2023 |
| Jimmy John's | Williston | ND | 04/2020 | 08/2021 |
| Creedence Energy | Williston | ND | 06/2019 | 04/2020 |
| Common Sense Inspection | New Town | ND | 04/2018 | 05/2019 |
| Unemployment | Minot | ND | 03/2017 | 04/2018 |
| Cameron Surface Systems | Minot | ND | 01/2016 | 03/2017 |
| Charles Schwab & Co., Inc. | St Louis | MO | 09/2023 | 11/2023 |
| Wells Fargo Clearing Services | St Louis | MO | 11/2023 | 09/2025 |
| Wells Fargo Investment Institute, Inc. | St Louis | MO | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-08 |
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