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CRD 7449198
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-04-28 |
| SD | RA | APPROVED | 2024-02-23 |
Branch Locations
1801 S Minnesota Ave, Sioux Falls, SD 57105 • United States
400 W Main Street, Marshall, MN 56258 • United States
2800 E 26Th St, Sioux Falls, SD 57103 • United States
200 Egan Ave, Madison, SD 57042 • United States
6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States
5101 S Cliff Ave, Sioux Falls, SD 57108 • United States
5300 W 41St St, Sioux Falls, SD 57106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 09/2020 | 07/2022 |
| Wells Fargo Bank, Na | Sioux Falls | SD | 09/2020 | 07/2022 |
| Self Employed Witte Kids Daycare | Sioux Falls | SD | 06/2011 | 08/2020 |
| Pruco Securities Llc | Sioux Falls | SD | 08/2022 | 01/2024 |
| The Prudential Insurance Company Of America | Sioux Falls | SD | 08/2022 | 01/2024 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 01/2024 | Present |
SOUTH DAKOTA NATIONAL GUARD, NOT INV RELATED, RAPID CITY, SD, PARALEGAL, START 3/4/2011, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY; INV RELATED; SIOUX FALLS, SD; 100% OWNERSHIP; START 4/5/2024; 5 HOURS PER MONTH; 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-15 |
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