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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
VA RA APPROVED 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • VA RA
    APPROVED
    Since 2024-05-15

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mclean VA 08/2018 Present
Td Bank North Miami FL 10/2015 08/2018
Express Aventura FL 11/2017 12/2017
Evios North Miami FL 11/2017 02/2018
  • 08/2018 → Present
    Mclean, VA
  • 10/2015 → 08/2018
    Td Bank
    North Miami, FL
  • 11/2017 → 12/2017
    Express
    Aventura, FL
  • 11/2017 → 02/2018
    Evios
    North Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Kiara Emeralda Pavon

View on SEC IAPD

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