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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-04 |
| WA | RA | APPROVED | 2024-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 07/2021 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 09/2021 | Present |
| United States Marine Corps | Swansea | MA | 07/2016 | 06/2019 |
| United States Marine Corps | Camp Pendleton | CA | 07/2019 | 08/2021 |
Entity Name: Washington National Guard Investment related: No "Address: 17230 NE 95th St Redmond, WA 98052" Nature of the other business: National Guard Position/Title/Relationship: Employee/Contractor Start Date: 10/02/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Washington National Guard is a military unit subject to recall in state emergencies or on Title 10 orders for Federal service. My responsibilities are to develop members of my platoon to unit and branch standards in order to accomplish the commander's intent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-16 |
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