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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-08 |
| NY | RA | APPROVED | 2025-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Williamsville | NY | 09/2023 | 01/2024 |
| Bank On Buffalo/ Cnb Bank | Buffalo | NY | 07/2017 | 09/2024 |
| First Niagara/ Northwest Bank Na | Buffalo | NY | 05/2015 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 09/2024 | Present |
| Bank Of America, N.A. | Buffalo | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-28 |
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