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Mark Edwin Helak

Hsbc Securities (Usa) Inc.

Buffalo, NY

Attica, NY

Amherst, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-12-24
GA RA APPROVED 2024-08-08
CA RA APPROVED 2024-08-07
MA RA APPROVED 2024-03-27
MN RA APPROVED 2024-02-14
ND RA APPROVED 2023-08-21
MT RA APPROVED 2023-08-15
NM RA APPROVED 2023-08-15
UT RA APPROVED 2023-08-15
AL RA APPROVED 2023-08-14
AK RA APPROVED 2023-08-14
DE RA APPROVED 2023-08-14
IN RA APPROVED 2023-08-14
IA RA APPROVED 2023-08-14
KS RA APPROVED 2023-08-14
LA RA APPROVED 2023-08-14
ME RA APPROVED 2023-08-14
MD RA APPROVED 2023-08-14
NC RA APPROVED 2023-08-14
PR RA APPROVED 2023-08-14
TX RA APPROVED 2023-08-14
VA RA APPROVED 2023-08-14
NY RA APPROVED 2023-04-24
  • DC RA
    APPROVED
    Since 2024-12-24
  • GA RA
    APPROVED
    Since 2024-08-08
  • CA RA
    APPROVED
    Since 2024-08-07
  • MA RA
    APPROVED
    Since 2024-03-27
  • MN RA
    APPROVED
    Since 2024-02-14
  • ND RA
    APPROVED
    Since 2023-08-21
  • MT RA
    APPROVED
    Since 2023-08-15
  • NM RA
    APPROVED
    Since 2023-08-15
  • UT RA
    APPROVED
    Since 2023-08-15
  • AL RA
    APPROVED
    Since 2023-08-14
  • AK RA
    APPROVED
    Since 2023-08-14
  • DE RA
    APPROVED
    Since 2023-08-14
  • IN RA
    APPROVED
    Since 2023-08-14
  • IA RA
    APPROVED
    Since 2023-08-14
  • KS RA
    APPROVED
    Since 2023-08-14
  • LA RA
    APPROVED
    Since 2023-08-14
  • ME RA
    APPROVED
    Since 2023-08-14
  • MD RA
    APPROVED
    Since 2023-08-14
  • NC RA
    APPROVED
    Since 2023-08-14
  • PR RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED
    Since 2023-08-14
  • VA RA
    APPROVED
    Since 2023-08-14
  • NY RA
    APPROVED
    Since 2023-04-24

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Attica, NY • United States

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Depew NY 04/2016 Present
Hsbc Securities (Usa) Inc. Depew NY 05/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-22
S63 Uniform Securities Agent State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2023-04-22
  • S63 Uniform Securities Agent State Law Examination
    2005-09-08
Other Names
  • Mark Helak

View on SEC IAPD

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