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Maria Gaspari

Rbc Capital Markets, LLC

Princeton, NJ

Holland, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-01
TX RA APPROVED 2020-10-05
NJ RA APPROVED 2020-10-02
  • PA RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2020-10-05
  • NJ RA
    APPROVED
    Since 2020-10-02

Branch Locations

502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States

Holland, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Lawrenceville NJ 06/2009 10/2020
Rbc Capital Markets, Llc Princeton NJ 10/2020 Present
  • 06/2009 → 10/2020
    Morgan Stanley Smith Barney Llc
    Lawrenceville, NJ
  • 10/2020 → Present
    Rbc Capital Markets, Llc
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-24
  • S66 Uniform Combined State Law Examination
    2007-05-24
Other Names
  • Maria M Amos
  • Maria Gaspari
  • Maria Rachelle Gaspari

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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