Cynthia Mae Deal

Current Employers

Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-10-09

MA RA
APPROVED

Since 2015-10-09

Branch Locations

7 Grove Street Suite 301, Topsfield, MA 01983 • United States

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Novem Group	Topsfield	MA	11/2014	Present
Topsfield Financial Group	Topsfield	MA	01/2006	Present
American Portfolios Financial Services Inc.	Holbrook	NY	01/2006	10/2024

11/2014 → Present

Novem Group

Topsfield, MA
01/2006 → Present

Topsfield Financial Group

Topsfield, MA
01/2006 → 10/2024

American Portfolios Financial Services Inc.

Holbrook, NY

Other Businesses

1) TOPSFIELD FINANCIAL GROUP, DBA, EMPLOYEE, START DATE 1/2006 2) GENEROUS GARDNERS, VOLUNTEER, START DATE 1/2018, NON-INVESTMENT RELATED, 0 HOURS/MO DURING TRADING HOURS & 15 HOURS/MO TOTAL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-08

S65 Uniform Investment Adviser Law Examination

2015-10-08

Designations

Other Names

Cynthia Deal
Cynthia Bailey
Cynthia Mae Bailey

View on SEC IAPD

Current Employers

Novem Group

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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