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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-12 |
| GA | RA | APPROVED | 2022-09-12 |
| ME | RA | APPROVED | 2022-04-22 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2021-04-01 |
| DC | RA | APPROVED | 2020-07-23 |
| CT | RA | APPROVED | 2020-05-29 |
| FL | RA | APPROVED | 2020-05-29 |
| RI | RA | APPROVED | 2020-04-07 |
| VA | RA | APPROVED | 2019-07-12 |
| NJ | RA | APPROVED | 2018-04-25 |
| NH | RA | APPROVED | 2010-10-20 |
| MA | RA | APPROVED | 2010-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Needham | MA | 04/2014 | 01/2018 |
| Guardian Life Insurance Company Of America | Needham | MA | 04/2014 | 01/2018 |
| Park Avenue Securities | Topsfield | MA | 01/2018 | Present |
| Guardian Life Insurance | Topsfield | MA | 01/2018 | Present |
1) Insurance products other than those offered through Guardian and its subsidiaries, Start date: 08/01/2025, Address: 58 Main Street, Topsfield, MA 01983, 5 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-22 |
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