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Current Employers
Essex Private Wealth Management Llc

7 Grove Street Suite 201, Topsfield, MA 01983 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-13
MA RA APPROVED 2011-11-30
  • TX RA
    APPROVED_RES
    Since 2018-04-13
  • MA RA
    APPROVED
    Since 2011-11-30

Branch Locations

7 Grove Street Suite 201, Topsfield, MA 01983 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley View Farm Topsfield MA 04/1996 Present
Huntwicke Advisors, Llc Topfield MA 03/2009 Present
Town Of Topsfield Topsfield MA 05/2015 Present
Huntwicke Securities, Llc (F/K/A Phalanx Trading) Topsfield MA 01/2016 05/2017
Huntwicke Securities, Llc Topsfield MA 05/2017 Present
  • 04/1996 → Present
    Valley View Farm
    Topsfield, MA
  • 03/2009 → Present
    Huntwicke Advisors, Llc
    Topfield, MA
  • 05/2015 → Present
    Town Of Topsfield
    Topsfield, MA
  • 01/2016 → 05/2017
    Huntwicke Securities, Llc (F/K/A Phalanx Trading)
    Topsfield, MA
  • 05/2017 → Present
    Huntwicke Securities, Llc
    Topsfield, MA
Previous Registrations
  • 1994-01-18 → 2009-04-08
    Merrimack, NH
  • 2005-04-27 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Merrimack, NH
Other Businesses

VALLEY VIEW FARM; NOT INVESTMENT RELATED; 278 HIGH STREET, TOPSFIELD, MA; FARMING;MILK GOATS AND MAKE CHEESE; OWNER; 04/1996; 15 HRS/MONTH; 0 HRS DURING TRADING HOURS; DAIRY BUSINESS; CO-MANAGE FAMILY FARM WITH MY WIFE. Huntwicke Advisors, LLC INVESTMENT RELATED 7 GROVE STREET TOPSFIELD, MA 01983 FEE BASED INVESTMENT ADVISORY FIRM ADVISOR SINCE APRIL 2009 SPEND APPROXIMATELY 30 HOURS PER WEEK DURING TRADING HOURS. PROVIDE FEE BASED INVESTMENT ADVICE TOWN OF TOPSFIELD, MA 8 W. COMMON ST. TOPSFIELD, MA 01983 NOT INVESTMENT-RELATED. MUNICIPALITY. ANIMAL INSPECTOR. MAY 2015. APPROXIMATELY 2 HRS/WK. NOT DURING BUSINESS HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-04
S63 Uniform Securities Agent State Law Examination 1992-03-10
  • S65 Uniform Investment Adviser Law Examination
    1994-03-04
  • S63 Uniform Securities Agent State Law Examination
    1992-03-10

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