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Chelsea Noel Spande

Cetera Investment Advisers LLC

Saint Paul, MN

Corcoran, MN

CRD 6416111

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-22
  • MN RA
    APPROVED
    Since 2024-10-22

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Corcoran, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 04/2010 08/2023
Securian Financial Services Inc St. Paul MN 10/2014 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Saint Paul MN 10/2024 Present
Cetera Advisors Llc St. Cloud MN 08/2023 Present
  • 04/2010 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/2014 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Cetera Investment Advisers Llc
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-19
S63 Uniform Securities Agent State Law Examination 2023-07-18
  • S65 Uniform Investment Adviser Law Examination
    2024-10-19
  • S63 Uniform Securities Agent State Law Examination
    2023-07-18
Other Names
  • Chelsea Noel Spande
  • Chelsea Noel Kruger

View on SEC IAPD

Nearby Firms

CLEARWATER MANAGEMENT CO., INC.
FIDUCIARY COUNSELLING INC
MAIRS & POWER

Nearby Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto

Nearby Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN

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