Lucas Kirk Wandell

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2017 → 12/2019
  Bank Of America, N.A.
  Chicago, IL
• 12/2019 → 02/2024
  Triad Advisors (Mooney Lyons)
  Norcross, GA
• 12/2019 → 02/2024
  Triad Hybrid Solutions (Mooney Lyons Financial)
  Norcross, GA
• 04/2024 → 07/2025
  Mattern Capital Management, Llc
  Lakewood, CO
• 09/2025 → Present
  Rfg Advisory D/B/A Design Wealth
  Englewood, CO

Previous Registrations

• 2024-06-09 → 2025-07-15
  Mattern Capital Management, Llc
  Lakewood, CO
• 2019-12-26 → 2024-02-20
  Osaic Advisory Services, Llc
  South Barrington, IL
  Atlanta, GA
• 2016-07-05 → 2019-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL

Other Businesses

1) Design Wealth; YES; 9781 S Meridian Blvd, Suite 300, Englewood, CO 80112; DBA; Wealth Advisor; Start: 9/8/2025; 160 hrs/mo; 160 during trading hrs; DBA name for advisory. 2) RFG Advisory, LLC; YES; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; Start: 9/8/2025; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Lucas Wandell