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Sheila Morgan

Diamant Asset Management, Inc.

Ridgefield, CT

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Current Employers
Diamant Asset Management, Inc.

440 Main Street, Ridgefield, CT 06877 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-11
  • CT RA
    APPROVED
    Since 2021-02-11

Branch Locations

440 Main Street, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Middletown CT 11/2015 03/2017
Charles Schwab & Co., Inc. West Hartford CT 05/2017 Present
Charles Schwab Bank West Hartford CT 05/2017 Present
Liberty Bank Investment Services Middletown CT 11/2015 03/2017
  • 11/2015 → 03/2017
    Raymond James Financial Services, Inc.
    Middletown, CT
  • 05/2017 → Present
    Charles Schwab & Co., Inc.
    West Hartford, CT
  • 05/2017 → Present
    Charles Schwab Bank
    West Hartford, CT
  • 11/2015 → 03/2017
    Liberty Bank Investment Services
    Middletown, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-28
  • S66 Uniform Combined State Law Examination
    2017-10-28
Other Names
  • Sheila Bynum

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATOS WEALTH PARTNERS, LTD
J.P. MORGAN SECURITIES LLC
EDWARD JONES
R & R WEALTH STRATEGIES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
INVENIRE CAPITAL, LLC

Other Investors

ELYSSIA CATHARYN POLAND
NELSON NOREN EHINGER
Jennifer Bower Perkins
David M Lewson
LISA A CERBONE MONTALTO
Levar D Brown
BARBARA ANN MCMAHON
ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIDGEFIELD, CT
STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT
J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT
EDWARD JONES · Ridgefield, CT
R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT
INVENIRE CAPITAL, LLC · RIDGEFIELD, CT

More in Ridgefield, CT

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