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Scott O'COnnell

Tactical Investment Advisors, LLC

Huntersville, NC

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Current Employers
Tactical Investment Advisors, Llc

9820 Northcross Center Ct 150, Huntersville, NC 28078 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-16
  • NC RA
    APPROVED
    Since 2017-08-16

Branch Locations

9820 Northcross Center Ct 150, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Charlotte NC 01/2015 08/2017
Mml Investors Services, Llc Charlotte NC 03/2017 08/2017
Tactical Investment Advisors Cornelius NC 08/2017 Present
  • 01/2015 → 08/2017
    Metlife Securities Inc
    Charlotte, NC
  • 03/2017 → 08/2017
    Mml Investors Services, Llc
    Charlotte, NC
  • 08/2017 → Present
    Tactical Investment Advisors
    Cornelius, NC
Previous Registrations
  • 2017-03-25 → 2017-08-17
    Mml Investors Services, Llc
    Charlotte, NC
  • 2015-06-04 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-12
  • S66 Uniform Combined State Law Examination
    2015-03-12

View on SEC IAPD

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RICHARD GORDON FALLON
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KARA Buteau KUNZ

Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

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