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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-07 |
Branch Locations
1111 W 6Th St. Suite 120, Austin, TX 78703 • United States
11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Austin | TX | 10/2014 | 04/2017 |
| Charles Schwab & Co., Inc | Austin | TX | 05/2017 | Present |
| Axa Advisors | Austin | TX | 05/2017 | 05/2017 |
| Charles Schwab Bank, Ssb | Austin | TX | 06/2022 | Present |
U.S. Army | not investment related | San Antonio, Texas | start date 01/14/2021 | Motor Transport Operator Reservist | transport cargo in vehicles for the U.S. Army as a reserve soldier | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-30 |
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