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1782 Orange Tree Lane, Redlands, CA 92374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-22 |
| TX | RA | APPROVED_RES | 2020-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kwb Wealth Managers Group | Redlands | CA | 10/2014 | 05/2020 |
| Lpl Financial, Llc | Redlands | CA | 11/2015 | Present |
| Kwb Wealth | Redlands | CA | 05/2020 | Present |
1. 5/26/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 8 Hours Per Month/0 Hours During Securities Trading. 2. 5/27/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/18/2020 - 10 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/21/2022 - Eagle Hawk - Not Investment Related - 650 S LA SALLE ST., Redlands, CA 92374 - Outside/W-2 Employment - Assistant property manager - Start Date: 08/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-14 |
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