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2390 E Camelback Rd #130, Phoenix, AZ 85021 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifemark Securities Corp. | Rochester | NY | 09/2015 | 02/2018 |
| Capital Services Inc -- Nfp | Towson | MD | 08/2015 | 12/2018 |
| Capital Executive Solutions | Phoenix, Az | MD | 01/2018 | 12/2018 |
| Ability First Financial | Phoenix | AZ | 12/2018 | Present |
SETH ROSENBERG -RESIDENTIAL REAL ESTATE~2024 E BALTIMORE ST, BALTIMORE, MD 21231~RESIDENTIAL REALESTATE~N~OWNER~12/2014~3 HRS/MO~1 TRADING HRS/MO|SETH ROSENBERG-RESIDENTIAL REAL ESTATE~5007 W FOREST PARK AVE, BALTIMORE, MD 21207~RESIDENTIAL REALESTATE~N~OWNER~12/2014~3 HRS/MO~1 TRADING HRS/MO The Max C Rosenberg FLLP (Holds some family assets and business interests) JR's Shoes and Boots LLC and JR's Custom LLC (Industrial Boot Store, Retail) Wholly owned as an investment (1-2 hours per week)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
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