Stefan Cautino

Current Employers

Employment History

• 10/2014 → 06/2021
  Voya Financial Advisors, Inc.
  Braintree, MA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-04-17 → 2021-06-09
  Voya Financial Advisors, Inc.
  Braintree, MA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY :Driscoll Financial Group; Yes; 35 BRAINTREE HILL OFFICE PARK #309; BRAINTREE; MA; 02184; Financial Planning - DBA; Managing Partner; 4/13/2015; 160; 120; DBA for financial planning practice; 2.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 35 BRAINTREE HILL OFFICE PARK STE 309; ARLINGTON; VA; 22201; Fixed insurance sales; independent Insurance Agent; 7/1/2015; 160; 120; sales of fixed insurance products; 3. NAME OF ENTITY: Stefan Cautino; Yes; 35 Braintree Hill Office Park, Suite 309; Braintree; MA; 02184; FINANCIAL SERVICES; Administrative Support OSJ Delegate; 1/2/2017; 160; 140; OSJ Delegate duties, answering calls, maintain electronic device log, update computers, troubleshoot computer/network/printer issues, train reps on new technology offerings by VFA; 4. NAME OF OTHER BUSINESS: EASTON YOUTH SOCCER LEAGUE, INVESTMENT RELATED: NO, ADDRESS: P.O. BOX 172, NORTH EASTON, MA 02110, NATURE OF BUSINESS: YOUTH SPORTS, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: GENERAL BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT THE SOCCER LEAGUES, FUNDRAISING THROUGH SEEKING SPONSORSHIPS AND FUNDRAISING EVENTS; 5. NAME OF OTHER BUSINESS: DEDHAM COUNTRY DAY SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 15 VINEYARD PLACE NORTH EASTON, MA 02356; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ANNUAL FUND AMBASSADOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP RAISE FUNDS FOR THE SCHOOLS ANNUAL FUND;

Exams

• S66 Uniform Combined State Law Examination
  2015-02-14