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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-09 |
| NM | RA | APPROVED | 2022-04-05 |
Branch Locations
8001 Wyoming Blvd Ne Bldg A, Albuquerque, NM 87113 • United States
9261 Coors Blvd Nw, Albuquerque, NM 87114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Securities Corporation | Santa Fe | NM | 11/2015 | 05/2018 |
| Bank Of The West | Albuquerque | NM | 05/2018 | 03/2022 |
| Bancwest Investment Services, Inc. | Alburqurque | NM | 04/2018 | 03/2022 |
| J.P. Morgan Securities Llc | Albuquerque | NM | 03/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Albuquerque | NM | 03/2022 | Present |
| Thornburg Investment Management Inc | Santa Fe | NM | 11/2015 | 05/2018 |
| Thornburg Investment Management | Santa Fe | NM | 11/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-19 |
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