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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| DC | RA | APPROVED | 2021-12-21 |
| VA | RA | APPROVED | 2021-10-04 |
Branch Locations
875 15Th St Nw Floor 10, Washington, DC 20005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Mclean | VA | 10/2014 | 09/2021 |
| Bank Of America N.A. | Mclean | VA | 10/2014 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 09/2021 | Present |
| J.P. Morgan Securities Llc | Washington | DC | 09/2021 | Present |
Entity Name: Rosalind Franklin University of Medicine and Science (RFU) Investment related: Yes "Address: 3333 Green Bay Road North Chicago, Il 60064-3095 rosalindfranklin.edu" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: RFU is a medical school located in Chicago with a diverse student body. Its a nonprofit. I would be serving on the Finance and Investment Subcommittee. The role of the investment committee is to oversee and monitor the advisor who has full discretion of portfolio.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-22 |
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