Best Investors Account Sign in

Ciara Lace Sutton

Wells Fargo Clearing Services, LLC

St. Louis, MO

O'FAllon, MO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-04-03
  • MO RA
    APPROVED
    Since 2019-04-03

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

O'FAllon, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 10/2014 10/2016
Unemployed St. Louis MO 10/2016 12/2016
Scottrade, Inc. St. Louis MO 01/2017 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 06/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 06/2018
Cetera Financial Specialists Llc Schaumburg IL 07/2018 08/2018
Cetera Investment Advisers Llc Schaumburg IL 07/2018 08/2018
Msmf Wealth Management St. Louis MO 07/2018 08/2018
Edward Jones St.LOuis MO 09/2018 03/2019
Wells Fargo Clearing Services Llc Frontenac MO 03/2019 Present
  • 10/2014 → 10/2016
    Wells Fargo Advisors, Llc
    St Louis, MO
  • 10/2016 → 12/2016
    Unemployed
    St. Louis, MO
  • 01/2017 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 06/2018
    Td Ameritrade, Inc.
    St Louis, MO
  • 02/2018 → 06/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2018 → 08/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2018 → 08/2018
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 07/2018 → 08/2018
    Msmf Wealth Management
    St. Louis, MO
  • 09/2018 → 03/2019
    Edward Jones
    St.LOuis, MO
  • 03/2019 → Present
    Wells Fargo Clearing Services Llc
    Frontenac, MO
Previous Registrations
  • 2018-09-06 → 2019-03-07
    Edward Jones
    St Louis, MO
  • 2018-08-08 → 2018-08-22
    Cetera Investment Advisers Llc
    St. Louis, MO
  • 2018-02-27 → 2018-06-22
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
  • 2018-02-26 → 2018-06-22
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-06-08 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-01-23 → 2016-10-12
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23

View on SEC IAPD

Other Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
VESTGEN ADVISORS, LLC
FORTIFY WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CREATIVEONE WEALTH, LLC

Other Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker
GREGORY JOHN WOZNIAK
Grant Hunter Richars
ANTHONY DWAYNE RICH
Anna Marie Meurer
John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor