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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-11-18
TX RA APPROVED 2015-01-29
MO RA APPROVED 2015-01-15
  • UT RA
    APPROVED
    Since 2015-11-18
  • TX RA
    APPROVED
    Since 2015-01-29
  • MO RA
    APPROVED
    Since 2015-01-15

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 10/2014 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Other Businesses

SPECIAL POWER OF ATTORNEY FOR SISTER-IN-LAW; INV. RELATED; WOODS CROSS, UT; START DATE 6/2023; 1 HR PER MONTH; 0 HRS DURING TRADING. | UNIVERSITY OF UTAH LIFELONG LEARNING CENTER; NOT INV RELATED;SALT LAKE CITY,UT; CONTINUING EDUCATION ; START DATE: 04/09/2026; 4.5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-15
  • S66 Uniform Combined State Law Examination
    2015-01-15
Other Names
  • Monica Allen

View on SEC IAPD

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