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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-05
CT RA APPROVED 2018-09-04
TX RA APPROVED 2016-01-25
NC RA APPROVED 2015-01-20
  • FL RA
    APPROVED
    Since 2019-11-05
  • CT RA
    APPROVED
    Since 2018-09-04
  • TX RA
    APPROVED
    Since 2016-01-25
  • NC RA
    APPROVED
    Since 2015-01-20

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston Salem NC 10/2014 Present
Bank Of America, N.A. Winston-Salem NC 01/2015 Present
Other Businesses

I* 462605 Non-Profit Organization Name of outside business organization: Central Florida Officials Association Investment related: No Address of business: Winter Garden, Florida 34787 Position, title, association: Consultant/Independent Contractor, Other , Start date of relationship: 8/24/2020 Number of hours devoted: 100 hours Annually Number of hours devoted during trading hours: 0 Duties: Contractor for CFOA to officiate basketball games in Central Florida. Officiate assigned basketball games. I*1074250For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N Address of business: Orlando, Florida, 32806Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2022Number of hours devoted: 5 hours Yearly Number of hours devoted during trading hours: 0Duties: , I*1157254For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: N Address of business: Orlando, Florida, 32839Nature of business: Position, title, association: Sole owner, Start date of relationship: 2/1/2023Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0Duties: , I*3013278, Entity Type, Name of OBA: D J D Address: OviedoFlorida32765 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date:10/03/2025 No Hours: 0 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
  • S66 Uniform Combined State Law Examination
    2015-01-16
Other Names
  • Kelly Anne Dwyer

View on SEC IAPD

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