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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-05 |
| CT | RA | APPROVED | 2018-09-04 |
| TX | RA | APPROVED | 2016-01-25 |
| NC | RA | APPROVED | 2015-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston Salem | NC | 10/2014 | Present |
| Bank Of America, N.A. | Winston-Salem | NC | 01/2015 | Present |
I* 462605 Non-Profit Organization Name of outside business organization: Central Florida Officials Association Investment related: No Address of business: Winter Garden, Florida 34787 Position, title, association: Consultant/Independent Contractor, Other , Start date of relationship: 8/24/2020 Number of hours devoted: 100 hours Annually Number of hours devoted during trading hours: 0 Duties: Contractor for CFOA to officiate basketball games in Central Florida. Officiate assigned basketball games. I*1074250For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N Address of business: Orlando, Florida, 32806Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2022Number of hours devoted: 5 hours Yearly Number of hours devoted during trading hours: 0Duties: , I*1157254For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: N Address of business: Orlando, Florida, 32839Nature of business: Position, title, association: Sole owner, Start date of relationship: 2/1/2023Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0Duties: , I*3013278, Entity Type, Name of OBA: D J D Address: OviedoFlorida32765 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date:10/03/2025 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-16 |
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