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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2015-11-03
  • AZ RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2015-11-03

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

1745 Rustic Timbers Ln Suite C, Prescott, AZ 86303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Prescott AZ 09/2015 Present
Charles Schwab Bank, Ssb Prescott AZ 08/2018 Present
Previous Registrations
  • 2015-02-24 → 2015-07-30
    Peoria, AZ
    Surprise, AZ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-02
  • S66 Uniform Combined State Law Examination
    2015-02-02

View on SEC IAPD

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