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Alexander Mccain Walley

Ae Wealth Management, LLC

Birmingham, AL

CRD 6410490

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Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-01-06
  • AL RA
    APPROVED
    Since 2023-01-06

Branch Locations

2057 Valleydale Rd Ste 200, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Athena Health Atlanta GA 01/2016 03/2017
St. Vincent'S Hospital - Touchpoint Supportservices Birmingham, AL 03/2017 03/2022
Hill Wealth Management Dba Freedomfinancial Group Birmingham AL 04/2022 Present
Ae Wealth Management, Llc Topeka KS 01/2023 Present
  • 01/2016 → 03/2017
    Athena Health
    Atlanta, GA
  • 03/2017 → 03/2022
    St. Vincent'S Hospital - Touchpoint Supportservices
    Birmingham,, AL
  • 04/2022 → Present
    Hill Wealth Management Dba Freedomfinancial Group
    Birmingham, AL
  • 01/2023 → Present
    Topeka, KS
Other Businesses

1. FREEDOM FINANCIAL GROUP; YES, INVESTMENT RELATED; 4500 VALLEYDALE ROAD, BIRMINGHAM, AL 35242; INSURANCE SALES; CLIENT SERVICESSPECIALIST; START DATE 05/2022; APPROX 40 HRS/MONTH; APPROX 40 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2015-06-05
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2015-06-05
Other Names
  • Aj Walley

View on SEC IAPD

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