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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-20
GA RA APPROVED 2017-10-17
  • TX RA
    APPROVED
    Since 2019-06-20
  • GA RA
    APPROVED
    Since 2017-10-17

Branch Locations

16 Wellington Ave., Greenville, SC 29609 • United States

3651 Mars Hill Rd. Suite 2150, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ccf Investments Greensboro GA 10/2014 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 10/2017
Capital Choice Financial Services Greensboro GA 04/2014 10/2017
Fowler Financial Services, Llc Buford GA 06/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 10/2014 → 06/2017
    Ccf Investments
    Greensboro, GA
  • 06/2017 → 10/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 04/2014 → 10/2017
    Capital Choice Financial Services
    Greensboro, GA
  • 06/2017 → Present
    Fowler Financial Services, Llc
    Buford, GA
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-10-02 → 2017-10-11
    Ameritas Investment Company, Llc
    Greensboro, GA
    Buford, GA
Other Businesses

1. CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556. Advisory Rep of a Registered Investment Advisor. investment related, 20/weekly, 20/trading. See employment history for start date 2.SMART PRO FINANCIAL, 6710 PROFESSIONAL PARKWAY, W, STE 305, SARASOTA, FL, 10/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 20/MO - 20/TRADING. 3. FOWLER FINANCIAL SERVICES, LLC., 1600 Lane Creek Drive, Bishop, GA 30621, United States, 03/01/2026, Owner, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 4. 2150 SUMMIT, LLC., 1600 Lane Creek Drive, Bishop, GA 30621, United States, 03/14/2025, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-21
S63 Uniform Securities Agent State Law Examination 2015-04-20
  • S65 Uniform Investment Adviser Law Examination
    2017-09-21
  • S63 Uniform Securities Agent State Law Examination
    2015-04-20
Other Names
  • Dan Fowler

View on SEC IAPD

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