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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
  • TX RA
    APPROVED
    Since 2025-05-30

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Austin TX 10/2022 11/2024
Chavez Landscaping Temple TX 04/2015 05/2025
Geico Indianapolis IN 04/2017 08/2022
Unemployed Austin TX 08/2022 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 05/2025 Present
Bank Of America, N.A. Austin TX 07/2025 Present
  • 10/2022 → 11/2024
    Charles Schwab & Co., Inc
    Austin, TX
  • 04/2015 → 05/2025
    Chavez Landscaping
    Temple, TX
  • 04/2017 → 08/2022
    Geico
    Indianapolis, IN
  • 08/2022 → 10/2022
    Unemployed
    Austin, TX
  • 05/2025 → Present
    Austin, TX
  • 07/2025 → Present
    Bank Of America, N.A.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
S63 Uniform Securities Agent State Law Examination 2023-02-22
  • S66 Uniform Combined State Law Examination
    2025-01-13
  • S63 Uniform Securities Agent State Law Examination
    2023-02-22
Other Names
  • Ubaldo Mora Soria
  • Abran Soria
  • Abran Ubaldo Mora Soria
  • Abran U Soria

View on SEC IAPD

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