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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
CA RA APPROVED 2021-03-10
WA RA APPROVED 2015-12-22
  • TX RA
    APPROVED
    Since 2022-06-14
  • CA RA
    APPROVED
    Since 2021-03-10
  • WA RA
    APPROVED
    Since 2015-12-22

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Seattle WA 10/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2017 Present
  • 10/2014 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 10/2017 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22

View on SEC IAPD

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