Lisa Ann Haffner

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
KS	RA	APPROVED	2014-12-22

TX RA
APPROVED_RES

Since 2020-03-19
KS RA
APPROVED

Since 2014-12-22

Branch Locations

1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Wichita	KS	10/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	02/2015	Present

10/2014 → Present

Morgan Stanley Smith Barney Llc

Wichita, KS
02/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-22

S66 Uniform Combined State Law Examination

2014-12-22

Other Names

Lisa Ann Windholz

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

ACRYLIC FINANCIAL, INC.

WICHITA WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

CREATIVEONE SECURITIES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

OSAIC ADVISORY SERVICES, LLC

Other Investors

ROBERT RENNER LANE

LUCAS MATTHEW MCKEE

MARK THOMAS BOURGEOIS

ANDREW EDWIN BEVERSDORF

GARREN G TAYLOR

Alexander Ramon Carro

ALAINA ANNE STEVENS

Robert Shane Preble

Other Offices

LPL FINANCIAL LLC · WICHITA, KS

ACRYLIC FINANCIAL, INC. · Wichita, KS

LPL FINANCIAL LLC · WICHITA, KS

LPL FINANCIAL LLC · WICHITA, KS

EDWARD JONES · WICHITA, KS

EDWARD JONES · WICHITA, KS

LPL FINANCIAL LLC · WICHITA, KS

WICHITA WEALTH MANAGEMENT, LLC · WICHITA, KS

More in Wichita, KS

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