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Brian Shriner

J.P. Morgan Securities LLC

Batavia, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-08
IL RA APPROVED 2021-04-21
  • TX RA
    APPROVED_RES
    Since 2025-10-08
  • IL RA
    APPROVED
    Since 2021-04-21

Branch Locations

5 N. Randall Road, Batavia, IL 60510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Winfield IL 10/2014 05/2021
J.P. Morgan Securities Llc Batavia IL 06/2021 Present
Jpmorgan Chase Bank, N.A. Batavia IL 06/2021 Present
Jpmorgan Chase Bank, N.A. Winfield IL 10/2014 05/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-10
S63 Uniform Securities Agent State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2021-04-10
  • S63 Uniform Securities Agent State Law Examination
    2014-12-09
Other Names
  • Brian A Shriner
  • Brian Shriner
  • Brian Anthony Shriner

View on SEC IAPD

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