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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-30 |
| IA | RA | APPROVED | 2023-03-31 |
Branch Locations
15001 W. Maple Road, Omaha, NE 68116 • United States
1201 South Ankeny Blvd., Ankeny, IA 50021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deere Employees Credit Union | Waterloo | IA | 08/2013 | 03/2017 |
| Invest Financial Corporation | Waterloo | IA | 09/2015 | 03/2017 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2017 | 05/2021 |
| Cuna Mutual Group | Waverly | IA | 03/2017 | 05/2021 |
| Unemployed | Akeny | IA | 05/2021 | 02/2022 |
| Lpl Financial, Llc | Indianola | IA | 02/2022 | Present |
| Wealthcare Advisory Partners | Indianola | IA | 03/2022 | 02/2023 |
1) 7/2018 - Real Estate Rental - Brooke Martin - Investment Related - 5% - 2 Hr/Mon - 0 Hr/Trading - 4125 31 St Bettendorf, IA 52722 2) 05/17/2023 - Veridian Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/03/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
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