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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
IA RA APPROVED 2023-03-31
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • IA RA
    APPROVED
    Since 2023-03-31

Branch Locations

15001 W. Maple Road, Omaha, NE 68116 • United States

1201 South Ankeny Blvd., Ankeny, IA 50021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deere Employees Credit Union Waterloo IA 08/2013 03/2017
Invest Financial Corporation Waterloo IA 09/2015 03/2017
Cuna Brokerage Services, Inc. Waverly IA 03/2017 05/2021
Cuna Mutual Group Waverly IA 03/2017 05/2021
Unemployed Akeny IA 05/2021 02/2022
Lpl Financial, Llc Indianola IA 02/2022 Present
Wealthcare Advisory Partners Indianola IA 03/2022 02/2023
  • 08/2013 → 03/2017
    Deere Employees Credit Union
    Waterloo, IA
  • 09/2015 → 03/2017
    Invest Financial Corporation
    Waterloo, IA
  • 03/2017 → 05/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2017 → 05/2021
    Cuna Mutual Group
    Waverly, IA
  • 05/2021 → 02/2022
    Unemployed
    Akeny, IA
  • 02/2022 → Present
    Indianola, IA
  • 03/2022 → 02/2023
    Wealthcare Advisory Partners
    Indianola, IA
Previous Registrations
  • 2022-03-11 → 2023-03-23
    West Chester, PA
    Indianola, IA
  • 2017-03-23 → 2021-05-12
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Clinton, IA
    Bettendorf, IA
    Muscatine, IA
  • 2015-09-30 → 2017-03-16
    Invest Financial Corporation
    Waterloo, IA
    Appleton, WI
    Waterloo, IA
  • 2015-01-07 → 2015-10-06
    Cuna Brokerage Services, Inc.
    Waterloo, IA
Other Businesses

1) 7/2018 - Real Estate Rental - Brooke Martin - Investment Related - 5% - 2 Hr/Mon - 0 Hr/Trading - 4125 31 St Bettendorf, IA 52722 2) 05/17/2023 - Veridian Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/03/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-05
  • S66 Uniform Combined State Law Examination
    2015-01-05
Other Names
  • Brooke Bowie
  • Brooke Lea Bowie

View on SEC IAPD

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