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David Joseph Mestemaker

Charles Schwab & Co., Inc.

Cincinnati, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-26
  • OH RA
    APPROVED
    Since 2022-01-26

Branch Locations

7835 Kenwood Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Cincinnati OH 10/2014 06/2024
Charles Schwab & Co., Inc. Cincinnati OH 12/2022 Present
Td Ameritrade Investment Management, Llc Cincinnati OH 02/2015 09/2023
Charles Schwab Bank, Ssb Cincinnati OH 07/2022 Present
  • 10/2014 → 06/2024
    Td Ameritrade, Inc.
    Cincinnati, OH
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 02/2015 → 09/2023
    Td Ameritrade Investment Management, Llc
    Cincinnati, OH
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Cincinnati, OH
Previous Registrations
  • 2015-02-19 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Cincinnati, OH
  • 2015-02-19 → 2022-10-14
    Td Ameritrade, Inc.
    Cincinnati, OH
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-18
  • S66 Uniform Combined State Law Examination
    2015-02-18
Other Names
  • David J Mestemaker

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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