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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

300 Airborne Parkway; Suite 216, Cheektowaga, NY 14225 • United States

Blasdell, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Susie Cuke'S Pickle Co. Blasdell NJ 08/2010 Present
Foresters Financial Services Buffalo NY 10/2015 01/2019
Foresters Financial Services Buffalo NY 01/2019 06/2019
Cetera Investment Advisers Llc Cheektowaga NY 06/2019 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
  • 08/2010 → Present
    Susie Cuke'S Pickle Co.
    Blasdell, NJ
  • 10/2015 → 01/2019
    Foresters Financial Services
    Buffalo, NY
  • 01/2019 → 06/2019
    Foresters Financial Services
    Buffalo, NY
  • 06/2019 → Present
    Cheektowaga, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Other Businesses

1. SUSIE CUKS PICKLE COMPANY 100% OWNER. SELLS PICKLES AT FARMERS MARKETS. 2. OWNER AND OPERATOR OF TEE BOX LLC; MOBILE GOLF SIMULATOR; 10-20 HRS/WK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-12
  • S63 Uniform Securities Agent State Law Examination
    2014-12-12

View on SEC IAPD

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