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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

3700 Union Road, Cheektowaga, NY 14225 • United States

Depew, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cheektowaga NY 06/2021 Present
Lpl Financial Llc Cheektowaga NY 06/2021 Present
M&T Securities, Inc. Buffalo NY 05/1995 Present
M & T Bank Buffalo NY 05/1981 Present
  • 06/2021 → Present
    Cheektowaga, NY
  • 06/2021 → Present
    Cheektowaga, NY
  • 05/1995 → Present
    M&T Securities, Inc.
    Buffalo, NY
  • 05/1981 → Present
    M & T Bank
    Buffalo, NY
Previous Registrations
  • 2017-03-03 → 2021-06-09
    M&T Securities, Inc.
    Cheektowaga, NY
    Rochester, NY
    Cheektowaga, NY
    Cheektowaga, NY
    Buffalo, NY
    Cheektowaga, NY
    Williamsport, PA
    Buffalo, NY
    Cheektowaga, NY
    Baltimore, MD
Other Businesses

1. 04/27/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 1994-11-28
  • S66 Uniform Combined State Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    1994-11-28
Other Names
  • Joanne Letiziameier
  • Joanne C Letizia

View on SEC IAPD

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