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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
3700 Union Road, Cheektowaga, NY 14225 • United States
Depew, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cheektowaga | NY | 06/2021 | Present |
| Lpl Financial Llc | Cheektowaga | NY | 06/2021 | Present |
| M&T Securities, Inc. | Buffalo | NY | 05/1995 | Present |
| M & T Bank | Buffalo | NY | 05/1981 | Present |
1. 04/27/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-28 |
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