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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
369 Franklin Street Cyclorama Building, Buffalo, NY 14202 • United States
2562 Walden Ave Suite 101, Cheektowaga, NY 14225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercyhurst University | Erie | PA | 08/2016 | 05/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2020 | 02/2022 |
| Car-Freshner Corp. | Watertown | NY | 05/2019 | 08/2019 |
| Avantax Investment Services Inc. | Buffalo | NY | 03/2022 | 09/2025 |
| Avantax Insurance Services | Buffalo | NY | 03/2022 | 09/2025 |
| Breakaholic Breaks Llc | Orchard Park | NY | 01/2022 | 12/2023 |
| Lumsden & Mccormick Financial Services, Llc | Buffalo | NY | 03/2022 | 03/2022 |
| Unemployed | Watertown | NY | 06/2020 | 08/2020 |
| Avantax Advisory Services | Buffalo | NY | 04/2022 | 09/2025 |
| Lumsden & Mccormick Financial Services Llc | Buffalo | NY | 03/2022 | 11/2025 |
| Cetera Wealth Services, Llc | Buffalo | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Lifetime Wealth Management, An Affiliate Of Lumsden & Mccormick | Buffalo | NY | 11/2025 | Present |
1) NAME OF OTHER BUSINESS: LIFETIME WEALTH MANAGEMENT, AN AFFILIATE OF LUMSDEN & MCCORMICK; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-08 |
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