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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-11
  • FL RA
    APPROVED
    Since 2023-09-11

Branch Locations

150 Nw 180Th Ave, Pembroke Pines, FL 33029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Miami FL 09/2013 Present
J.P. Morgan Securities Llc Miami FL 10/2014 Present
Other Businesses

Entity Name: Plantation Fire Department Investment related: No Address: 550 NW 65th Ave, Plantation, FL 33317. https://www.plantationfire.com/ Nature of the other business: Emergency Response Position/Title/Relationship: Employee/Contractor Start Date: 03/26/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a volunteer firefighter for the Plantation Fire Department. This role is completely different to the role at JPMorgan and it does not have any connections to JPMorgan at any level. I receive a stipend per call answered.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-18
S63 Uniform Securities Agent State Law Examination 2014-12-12
  • S66 Uniform Combined State Law Examination
    2023-08-18
  • S63 Uniform Securities Agent State Law Examination
    2014-12-12
Other Names
  • Jamie Diaz De La Rosa
  • Jamie A Diaz De La Rosa
  • Jamie A Diaz
  • Jamie Diaz
  • Jaime Antonio Diaz De La Rosa

View on SEC IAPD

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