Nathan Huisgen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

3200 Niagara Falls Blvd, N. Tonawanda, NY 14120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	N. Tonawanda	NY	10/2014	Present

10/2014 → Present

Lpl Financial, Llc

N. Tonawanda, NY

Other Businesses

1. 4/22/2015: NO BUSINESS NAME - INVESMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - STARTED 11/24/2014 - 0 HOURS PER MONTH. 2. 2/13/2020 - Torch Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/07/2015 - 160 Hours Per Month During Securities Trading. 3. 08/30/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/24/2021 - 4 Hours Per Month/1 Hour During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-03-27

S63 Uniform Securities Agent State Law Examination

2015-03-27

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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