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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

326 Stenzil Street, North Tonawanda, NY 14120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Financial Williamsville NY 05/2006 Present
New England Securities Williamsville NY 05/2006 Present
Metlife Securities Inc. North Tonawanda NY 01/2015 Present
Mml Investors Services, Llc North Tonawanda NY 03/2017 Present
  • 05/2006 → Present
    New England Financial
    Williamsville, NY
  • 05/2006 → Present
    New England Securities
    Williamsville, NY
  • 01/2015 → Present
    Metlife Securities Inc.
    North Tonawanda, NY
  • 03/2017 → Present
    North Tonawanda, NY
Other Businesses

1) Name: Craig Mellenthine Inv rel: Y Add: 326 Stenzil St N Tonawanda, NY 14120 Nature: Simple Rental Property Position: 50% Owner Start date: 06/2003 No. HR/MO: 3 No. HR/MO during sec trading: 2 Describe duties: Rent collection 2) Name: Mellenthine's Insurance and Financial Services Inv rel: Y Add: 326 Stenzil St N Tonawanda, NY 14120 Nature: NonMMLIA Insurance Brokerage Position: Sales, Ownership, Agent Start date: 01/2007 No. HR/MO: 30 No. HR/MO during sec trading: 20 Describe duties: Fixed Annuities 3)Name: Mellenthine Tax Prep, Inv Rel: Y Addr: 326 Stenzil St, N Tonawanda NY 14120, Nature: Preparing Tax returns for individuals, Position: Owner/Paid Preparer, Start: 1/1/2024, No Hr/Mo:20 No Hr/Mo Dur Trading: 2, Duties: Collect information to file tax returns on behalf of clients for a fee, securely store information collected for tax preparation and keep separate from investment/insurance business clients records.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19

View on SEC IAPD

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