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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
326 Stenzil Street, North Tonawanda, NY 14120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Financial | Williamsville | NY | 05/2006 | Present |
| New England Securities | Williamsville | NY | 05/2006 | Present |
| Metlife Securities Inc. | North Tonawanda | NY | 01/2015 | Present |
| Mml Investors Services, Llc | North Tonawanda | NY | 03/2017 | Present |
1) Name: Craig Mellenthine Inv rel: Y Add: 326 Stenzil St N Tonawanda, NY 14120 Nature: Simple Rental Property Position: 50% Owner Start date: 06/2003 No. HR/MO: 3 No. HR/MO during sec trading: 2 Describe duties: Rent collection 2) Name: Mellenthine's Insurance and Financial Services Inv rel: Y Add: 326 Stenzil St N Tonawanda, NY 14120 Nature: NonMMLIA Insurance Brokerage Position: Sales, Ownership, Agent Start date: 01/2007 No. HR/MO: 30 No. HR/MO during sec trading: 20 Describe duties: Fixed Annuities 3)Name: Mellenthine Tax Prep, Inv Rel: Y Addr: 326 Stenzil St, N Tonawanda NY 14120, Nature: Preparing Tax returns for individuals, Position: Owner/Paid Preparer, Start: 1/1/2024, No Hr/Mo:20 No Hr/Mo Dur Trading: 2, Duties: Collect information to file tax returns on behalf of clients for a fee, securely store information collected for tax preparation and keep separate from investment/insurance business clients records.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-19 |
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