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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-31 |
| NY | RA | APPROVED | 2026-01-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Aliquippa | PA | 09/2017 | 01/2019 |
| Enterprise Rent A Car | Moon Town | PA | 05/2017 | 09/2017 |
| Unemployed | Beaver Falls | PA | 12/2016 | 05/2017 |
| Edinboro University | Edinboro | PA | 08/2014 | 12/2016 |
| Citizens Securities, Inc | Aliquippa | PA | 10/2017 | 01/2019 |
| Hsbc Bank Usa, N.A. | Depew | NY | 02/2019 | 09/2021 |
| Hsbc Securities (Usa) Inc. | Depew | NY | 02/2019 | 09/2021 |
| Fidelity Investments | Merrimack | NH | 09/2021 | 05/2022 |
| Alloy | New York | NY | 05/2022 | 01/2023 |
| Key Investment Services | Cheektowaga | NY | 02/2023 | 12/2025 |
| Lpl Financial | Tonawanda | NY | 01/2026 | Present |
| Northwest Bank | Tonawanda | NY | 01/2026 | Present |
01/2026 / Investment products and services are offered through LPL Financial LLC using the DBA/Northwest Investment Services / Inv Rltd / 160 hrs mnth / 160 hrs during trading / at rprt loc / start 01/22/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
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