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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
MN RA APPROVED 2017-03-17
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • MN RA
    APPROVED
    Since 2017-03-17

Branch Locations

8519 Eagle Point Blvd, Lake Elmo, MN 55042 • United States

3000 County Rd 42 West, Burnsville, MN 55337 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Burnsville MN 12/2014 Present
Thrivent Financial Appleton WI 05/2015 Present
Other Businesses

NAFIC POSITION: Director, Board of Directors NATURE: The mission of the National Association of Fraternal Insurance Counselors is to serve and promote the fraternal insurance agent through a foundation of education and benevolence. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2021 ADDRESS: 211 Canal Road, Waterloo IA 53594, United States DESCRIPTION: A director on the NAFIC BOD serves to help guide the organization to help it promote and maintain membership and adherence to the FIC standards. The director of this board does not by nature get involved in any financial direction of the organization or the Society. GENWORTH POSITION: Producer NATURE: I receive trailing commissions from Genworth for four LTC insurance contracts that I sold while employed by Catholic United Financial. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3100 Albert Lankford Road, Lynchburg KY 24501, United States DESCRIPTION: N/A. I no longer am an agent for Genworth's LTCi. They currently do not provide a LTCi product.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2015-03-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-03-02

View on SEC IAPD

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