Best Investors
Account
Sign in
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-03 |
| MN | RA | APPROVED | 2017-03-17 |
Branch Locations
8519 Eagle Point Blvd, Lake Elmo, MN 55042 • United States
3000 County Rd 42 West, Burnsville, MN 55337 • United States
Saint Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Burnsville | MN | 12/2014 | Present |
| Thrivent Financial | Appleton | WI | 05/2015 | Present |
NAFIC POSITION: Director, Board of Directors NATURE: The mission of the National Association of Fraternal Insurance Counselors is to serve and promote the fraternal insurance agent through a foundation of education and benevolence. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2021 ADDRESS: 211 Canal Road, Waterloo IA 53594, United States DESCRIPTION: A director on the NAFIC BOD serves to help guide the organization to help it promote and maintain membership and adherence to the FIC standards. The director of this board does not by nature get involved in any financial direction of the organization or the Society. GENWORTH POSITION: Producer NATURE: I receive trailing commissions from Genworth for four LTC insurance contracts that I sold while employed by Catholic United Financial. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3100 Albert Lankford Road, Lynchburg KY 24501, United States DESCRIPTION: N/A. I no longer am an agent for Genworth's LTCi. They currently do not provide a LTCi product.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-02 |
Reach out to this advisor