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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-08-31 |
| MS | RA | APPROVED | 2020-11-12 |
Branch Locations
3168 Cahaba Heights Road, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doughty Home Inspections Llc Dba A-Pro | Starkville | MS | 06/2009 | Present |
| Woodbury Financial Services Inc | West Point | MS | 11/2014 | 10/2020 |
| Lpl Financial, Llc | Birmingham | AL | 10/2020 | Present |
1) 10/30/2020 - DBA FOR LPL FINANCIAL (ENTITY FOR LPL FINANCIAL) - DOUGHTY FINANICAL GROUP - INVESTMENT RELATED - At Reported Business Location(s) - Start Date 10/30/2020 - 160 Hours Per Month/ 40 Hours During Trading 2) 11/12/2020 - NON-VARIABLE INSURANCE - WILLIAM DOUGHTY JR - 5% - INVESTMENT RELATED - STARKVILLE, MS 39759 3) 10/06/2023 - Grandview Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 40 Hours Per Month/ 30 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-09 |
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