Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-29 |
Branch Locations
8471 Turnpike Dr Ste 115, Westminster, CO 80031 • United States
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 10/2014 | 01/2019 |
| Unemployed- Travel, Parenting, Job Search | Aurora | CO | 01/2019 | 12/2019 |
| Transamerica Corporation | Denver | CO | 01/2020 | 06/2020 |
| Unemployed - Searching | Aurora | CO | 06/2020 | 08/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2020 | Present |
| Fox-Smith Wealth Management | Westminster | CO | 08/2020 | 03/2022 |
| Fox-Smith Wealth Management | Westminster | CO | 04/2022 | 09/2022 |
| Fs Advisors Wealth Management | Westminster | CO | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Emcee Services Ltd | Westminster | CO | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: FS ADVISORS WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: EXECUTIVE ASSISTANT/DIRECTOR OF COMMUNICATIONS; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: UP TO 5; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 5; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS; 3. NAME OF OTHER BUSINESS: EMCEE SERVICES LTD., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2025 , POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: ESTABLISHED TO REPORT 1099 INCOME;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-27 |
Reach out to this advisor