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Luis Raul Ortiz-Marin

J.P. Morgan Securities LLC

Huntington Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-06
  • CA RA
    APPROVED
    Since 2024-12-06

Branch Locations

21092 Beach Blvd, Huntington Beach, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington Beach CA 09/2014 Present
Jpmorgan Chase Bank, N.A. Huntington Beach CA 10/2013 Present
  • 09/2014 → Present
    J.P. Morgan Securities Llc
    Huntington Beach, CA
  • 10/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2014-12-05
Other Names
  • Luis R Ortiz-Marin
  • Luis Ortiz-Marin

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
J.P. MORGAN SECURITIES LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
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