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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-09-01 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
Union, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Florence | KY | 09/2016 | 09/2018 |
| Jpmorgan Chase Bank | Florence | KY | 09/2016 | 09/2018 |
| Southern Belle Designs | Burlington | KY | 03/2018 | Present |
Outside Employment; River Hills Consulting Services, LLC; Director of Operations; manage daily functions & planning of the operations dept.; 740 Centre View Blvd 5th floor, , Crestview Hills, KY, 41091; Not Investment-Related; 10/01/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-18 |
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