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Steven Thomas Dahme

Wells Fargo Clearing Services, LLC

Rapid City, SD

Sioux Falls, SD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2015-01-02
  • SD RA
    APPROVED
    Since 2015-01-02

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

6100 S Old Village Pl Ste 200 [Support Center], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Rapid City SD 10/2014 11/2016
Wells Fargo Bank, Na Rapid City SD 09/2007 Present
Wells Fargo Clearing Services, Llc Rapid City SD 11/2016 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Rapid City, SD
  • 09/2007 → Present
    Wells Fargo Bank, Na
    Rapid City, SD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rapid City, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-22
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S65 Uniform Investment Adviser Law Examination
    2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26
Other Names
  • Steven Dahme

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
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SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD
SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD
EDWARD JONES · RAPID CITY, SD
RBC CAPITAL MARKETS, LLC · RAPID CITY, SD
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