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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-02 |
| IN | RA | APPROVED | 2023-02-27 |
Branch Locations
5750 Castle Creek Parkway Drive North, Indianapolis, IN 46250 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | 12/2016 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | 12/2016 |
| American Equity Investment Corporation | New Albany | IN | 01/2017 | 09/2017 |
| American Capital Management | New Albany | IN | 01/2017 | 09/2017 |
| First Financial Advisory Group | Greenfield | IN | 04/2016 | 09/2017 |
| Td Ameritrade | Indianapolis | IN | 09/2017 | 01/2020 |
| Argi Investment Services | Louisville | KY | 01/2020 | 02/2023 |
| Cerity Partners Llc | Indianapolis | IN | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-17 |
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