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Inactive

Shane Anthony Hall

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-28
KY RA APPROVED 2023-02-27
  • OH RA
    APPROVED
    Since 2023-02-28
  • KY RA
    APPROVED
    Since 2023-02-27

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Financial Group Louisville KY 09/2014 02/2023
Cerity Partners Louisville KY 02/2023 12/2025
Cerity Partners Llc New York NY 01/2026 Present
  • 09/2014 → 02/2023
    Argi Financial Group
    Louisville, KY
  • 02/2023 → 12/2025
    Cerity Partners
    Louisville, KY
  • 01/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Other Businesses

Ronald McDonald House Charities of KY, non-Inv related, finance committee member, 1-5 hours/month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-24
S65 Uniform Investment Adviser Law Examination 2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    2026-08-24
  • S65 Uniform Investment Adviser Law Examination
    2014-12-02
Designations
Other Names
  • Shane Hall

View on SEC IAPD

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