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David Alan Gripshover

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-02-02
  • KY RA
    APPROVED
    Since 2018-02-02

Branch Locations

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Louisville KY 04/2017 01/2018
American Commercial Barge Lines Jeffersonville IN 08/2016 12/2016
University Of Louisville Louisville KY 08/2012 12/2016
Unemployed Louisville KY 01/2017 04/2017
Ubs Financial Services Louisville KY 02/2018 Present
  • 04/2017 → 01/2018
    Edward Jones
    Louisville, KY
  • 08/2016 → 12/2016
    American Commercial Barge Lines
    Jeffersonville, IN
  • 08/2012 → 12/2016
    University Of Louisville
    Louisville, KY
  • 01/2017 → 04/2017
    Unemployed
    Louisville, KY
  • 02/2018 → Present
    Ubs Financial Services
    Louisville, KY
Previous Registrations
  • 2017-05-30 → 2018-01-23
    Edward Jones
    Louisville, KY
    St Louis, MO
    Tempe, AZ
    Florence, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26

View on SEC IAPD

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