Vincent John Klein

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Christ Prince Of Peace Knights Of Columbus Council
  Manchester, MO
• 06/2012 → Present
  Motor Transport Alliance
  Webster Groves, MO
• 05/2014 → Present
  Cvk Properties, Llc
  Ballwin, MO
• 01/2013 → Present
  New Perspective Financial, Llc
  Chesterfield, MO
• 01/2018 → 08/2024
  Saxony Securities
  St. Louis, MO
• 01/2018 → 08/2024
  Saxony Capital Management
  St. Louis, MO
• 04/2016 → 12/2017
  Madison Avenue Securities
  San Diego, CA
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-01-03 → 2024-08-20
  Saxony Capital Management, Llc
  Chesterfield, MO
  Saint Louis, MO
• 2016-05-06 → 2017-12-31
  Madison Avenue Securities, Llc
  Chesterfield, MO
  San Diego, CA
• 2014-12-22 → 2016-04-28
  Transamerica Financial Advisors, Llc
  Lafayette, CA
  Town & Country, MO
  Walnut Creek, CA

Other Businesses

1) NEW PERSPECTIVE FINANCIAL DBA CADEAU FAMILY WEALTH, 425 SOUTH WOODS MILL RD SUITE 290 CHESTERFIELD MO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 200 HR/MO 200 HR/MO TRADING 2) CVK PROPERTIES LLC, 895 RUSTIC MANOR CIRCLE BALLWIN MO, 01/2014, OWNER, HOLDING COMPANY, NIR, 0 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 4) EO ST. LOUIS, 101 W. Argonne Ste 131, Kirkwood MO 63122, United States, 09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO: 2, HR/MO TRADING: 1

Exams

• S66 Uniform Combined State Law Examination
  2014-12-20

Other Names

• Vince Klein